The engine behind ACE.
ACE, your AI chief of staff, runs on this engine. Gemini for public-record analysis. For MNPI work, Vertex AI under Google Cloud's business terms and Anthropic's Claude under Anthropic's commercial terms; Claude runs the ACE chat and some drafting and review. Hard-fail routing on the Vertex path, append-only audit, replayable section drafts. Powers the Filing Concierge, the Drafts wizards, board briefings, and Smart Search.
What this module does, end to end.
AI Filing Concierge
Section-by-section interview that drafts S-1, F-1, Reg A, Form 1-K, 1-SA, 1-U, 10-K, 10-Q, and Form 12b-25. Every section freezes the Vault snapshot, AI routing decision, and prompt version for full replayability. Counsel-ready drafts with audit lineage on every paragraph.
Filing Extraction
Parses SEC and OTC documents into structured data. Financial statements, officers, equity records, risk factors, material events. All cross-referenced and source-linked.
Narrative Drafting
MD&A, risk factors, 8-K item descriptions, press release language. Tone-matched to your brand and consistent with prior filings.
Smart Search
Natural language across all your Vault data. "Show me every officer change in the last 12 months" returns ranked, source-linked results.
Director Briefings
Role-scoped summaries generated before every board session. Each director sees what is relevant to their committee and seniority.
AI Services
AI features run through business AI services from Google and Anthropic.
Audit Trail
AI router decisions are logged to an append-only audit table with SHA-256 payload hashes (plaintext never persists). Every Concierge section draft stores its vault context snapshot, AI routing audit ID, and prompt version so any draft can be replayed deterministically.
Issuer Classification
An adaptive layer detects industry vertical (REIT, BDC, banking, biotech, mining, oil and gas), capital structure, lifecycle stage, filer status (LAF, AF, SRC, EGC), domicile, and special status (going concern, material weakness, recent acquisition). Concierge prompts adapt automatically.
See it in production.
Early-access program by invitation. Onboarding in minutes. Your Vault is live the moment your ticker is recognized.