Equity, end to end.
Cap table, issuance ledger, convertible debt, options and warrants, dilution simulator. Section 16 alerts and Rule 10b5-1 plan tracking built in. Every share class, every transaction, every beneficial owner, cross-referenced against your filed disclosures.
What this module does, end to end.
Shareholder Register with Beneficial Ownership
Every holder, every share class, every voting right. Beneficial owners over 10% flagged automatically with cross-references to SC 13D/G and Form 3/4/5 filings.
Issuance History with SEC Cross-References
Every issuance dated, priced, and linked to the original disclosure. Ramps, warrants, options, PIPE rounds, ATM tranches.
Convertible Debt & Notes
Principal, rate, maturity, conversion terms, and dilution impact tracked per instrument. Auto-extracts from filed agreements.
Dilution Simulator
Model any scenario. New PIPE, warrant exercise, debt conversion, employee grant. See the cap table and ownership pre and post on a live pie chart, in seconds.
Section 16 / Form 4 Alerts
Insider transactions surface to the Form 4 queue the moment they hit the system. Two-business-day deadline tracked per filing, surfaced on the dashboard, escalated automatically as the clock counts down.
Rule 10b5-1 Plan Tracking
Every 10b5-1 plan adopted, modified, or terminated is registered with adoption date and cooling-off period end date. The system surfaces when each plan becomes operative and flags any modification that resets the cooling-off window.
Authorized, issued, and outstanding
The three share counts a CFO needs before every earnings call, kept current as new transactions land in the Vault.
Parse from OTC Disclosures
Annual and quarterly OTC reports parsed into structured cap-table updates on upload, Vault-certified.
See it in production.
Early-access program by invitation. Onboarding in minutes. Your Vault is live the moment your ticker is recognized.